Starting a new business can be both exciting and feel overwhelming at the same time.   Let our hands-on experience and industry knowledge lead you to a simple and straightforward solution to achieve your goal of timely registering your new investment advisory firm.

The Financial Reform bill signed into law by President Obama on July 21, 2010 changes the threshold for SEC registration of Investment Advisors to $100 million or more in regulatory assets under management for SEC Registered Investment Advisors.

Do you need help with your ongoing compliance requirements? Let Registered Advisor Services proactively help you so you have more time to focus on your client’s needs.

Registered Advisor Services offers the following Ongoing Compliance Services: