Thank you for considering Registered Advisor Services for your RIA registration and ongoing compliance needs. My goal is to provide clients with a simple and straightforward approach to both the registration and compliance process. We partner with clients so that together we help you achieve your goals as efficiently as possible. My success comes from helping firms like yours find reasonable solutions that allow you to focus on your company’s mission.
Now a little bit about my background. Prior to forming Registered Advisor Services, I held senior management positions with consulting firms serving registered investment advisors nationally with registration, product development and ongoing compliance consulting services. Previously, I served in compliance and Paralegal roles working with the Chief Executive Officer and Legal Counsel of a mutual fund company and investment advisor firm providing ongoing training, compliance support and implementing compliance initiatives to assist the company in meeting its regulatory compliance requirements.
I invite you to view our service offerings and call with any questions you may have. I look forward to the opportunity of working together.
Phone — (603) 292-6772
Email – [email protected]