Over the upcoming weekend I will be travelling to Washington, DC to attend the Annual Meeting of the National Society of Compliance Professionals (NSCP). This four day conference is always very well attended by compliance professionals, attorneys, state and federal regulators, vendors and packed with investment adviser sessions on topics like proposed Form ADV changes, proposed new anti-money laundering rules, recent enforcement actions, examination findings for 2015 and proprietaries for 2016, tips for effective compliance programs and many more topics too numerous to mention here. I look forward to hearing about the latest ‘hot button’ topics and sharing more with you when I return. More to come soon!
