Here’s what some of our state and federally registered investment advisor clients are saying about their experiences working with Registered Advisor Services……
I have used other compliance services, watching endless webinars and trying to figure out what was applicable to my practice. Big waste of my time! Renee keeps me focused on what is important for my practice and she does the research. I have experienced her services during audits and I wouldn’t choose anyone else.
I would highly recommend Registered Advisor Services, LLC to anyone involved in the highly regulated world of financial services. By working with Renee O. Hall, we can focus on caring for clients, building our reputation, and protecting our clients’ assets. Renee is incredibly knowledgeable about the rules and regulations concerning the financial services industry, and, just as importantly these days – she is CURRENT and STAYS informed as these rules and regulations change. We have experienced first hand how she is able and willing to explore even the most complex regulatory issues for us. We have found Renee to be timely, responsive, efficient, honest, and professional in every way.
(NH, CT, FL and TX)
I interviewed several compliance consultants before choosing Renee to help with the registration of my new firm in California. Renee did an excellent job with the registration and knew the regulators, the process, and the hot button issues. In fact, the documents were so clean that the registration process was far faster than I had even hoped and I had to speed up other aspects of my launch to keep up. Based on that experience I decided to engage Renee for ongoing compliance consulting and have been similarly impressed. Her calendar and checklists are well thought out and she has been on top of the renewal process, giving me peace of mind that we have a solid compliance program in place. Through it all Renee has been incredibly knowledgeable, responsive, and easy to work with. Having worked with several other consultants in my career, my experience with Renee really does stand out as clearly superior.
(CA and CO)
Renee has been a wonderful strategic partner to Heritage Wealth Architects. She was very helpful right from the start of forming my RIA. She is also there when you have a question and is proactive enough to keep us up on any changes relative to my firms needs. We would strongly recommend Registered Advisor Services!
From day one Renee has been very helpful and supportive of my business. From registration matters to compliance and working with regulators, she has guided me skillfully and diligently through every process. She expertly communicates what we need to do, and makes the process as comfortable as possible. I continue to use her services and highly recommend Renee for all Advisor support.
(NY, NE, and TX)
I have worked with Renee for more than six years, and she is indispensable to our business. She is knowledgeable, responsive, and forward-thinking about compliance matters, and is able to collect, distill, and communicate frequently complex information in an extremely effective manner. Moreover, she does all of this in an always calm and friendly manner. We have recommended Renee to many of our peers in the industry over the years, and will continue to do so without hesitation.