It is hard to believe that we are entering the fourth quarter of 2016 and FINRA Renewals 2017 are already upon us! Registered Investment Advisors, both state and federally registered, are required every year during the fourth quarter to pay their firms FINRA Renewal fees in order to maintain their registration in the upcoming year. That is, both the registration of your investment advisory firm and that of your Investment Advisor Representatives (IARs). Not paying the FINRA Renewal fees 2017 timely will result in your investment advisor firm and IARs not being properly registered for 2017. No one wants to face going through the registration process again so be sure you timely pay your FINRA Renewals 2017! Click here for the important timeline for payment.
If you need assistance with the Renewal process, contact Registered Advisor Services today for a free consultation!
