Tomorrow, December 16, 2016 is the final day to confirm your Investment Advisor Registration for 2017! Be sure to fund your account at FINRA with your 2017 renewal fees to keep both your firm and your investment advisor representatives (“IAR”) registered in the upcoming year. Nonpayment of these fees will mean that your firm and IARs are not registered come January 2, 2017 and you will then need to re-register both. That registration process can take up to two months to complete. Don’t be left without a valid investment advisor registration! Contract Registered Advisor Services today for assistance with your ongoing compliance needs!
