Registered Advisor Services, LLC
Effective: April 1, 2011
Our Commitment to You
Registered Advisor Services, LLC (“Registered Advisor Services”) is committed to safeguarding the use of your personal information that we have as your consultant. Registered Advisor Services (referred to as “we”, “our” and “us” throughout this notice) protects the security and confidentiality of the personal information we have and make efforts to ensure that such information is used for proper business purposes in connection with servicing your account. Our relationship with you is our most important asset. We understand that you have entrusted us with your private information, and we do everything we can to maintain that trust.
We do not sell your non-public personal information to anyone. Nor does Registered Advisor Services provide such information to others except in the instance where you have provided us with your prior approval.
The Information We Collect About You
You typically provide personal information when you complete the paperwork required to become our Client and also through the process of our registration of your new firm and for ongoing compliance services. This information will include the following:
- Name and address
- E-mail Address
- Phone Number
- Social security or taxpayer identification number
In addition, we may collect non-public information about you from information you may provide to us during the course of our working client relationship.
Information about You That Registered Advisor Services Shares
Information about Former Clients
Registered Advisor Services does not disclose, and does not intend to disclose, non-public personal information to non-affiliated third parties with respect to persons who are no longer our clients.
Confidentiality and Security
We respect the confidentiality of our customers’ non-public personal information. Additionally, we maintain procedural and electronic safeguards in an effort to protect the information from access by unauthorized parties.
We’ll keep you informed